John L. Shields


Boston, MA +1.617.748.8353

Areas of Expertise

John Shields is a Director in the Financial Services practice Investment Management team and focuses on regulatory and compliance, operational efficiency, and business strategy assignments.

John has more than three decades of experience in the investment management industry that includes serving as the CEO of two mutual fund complexes, leading the mutual fund distribution company of a major US insurance company, and holding several management positions at one of the largest direct marketed mutual fund groups. In recent years, John has provided consulting services to registered investment advisors, hedge funds, family offices, mutual fund complexes, broker-dealers, trust companies, and the service providers to the industry on topics ranging from product development and distribution to implementing the Dodd-Frank and EMIR compliance infrastructure for a registered swap dealer.

John supports the industry as a regular speaker on industry trends and topics for company specific seminars and trade groups such as the Money Management Institute, Investment Company Institute, and NICSA.

B.S., Accounting, St. Peter's University
Membership and Activity Information
Member, NJ Society of Certified Public Accountants
Member, National Society of Compliance Professionals

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