Alison J. Rooney


New York, NY +1.646.227.4703

Areas of Expertise

"In our evolving economic environment, adaptability and a commitment to high quality delivery distinguishes the organization. I look forward to the challenges ahead."

Alison J. Rooney is a Director in the Financial Services practice, specializing in wealth management.  She works with clients to operationalize the regulatory and risk requirements across compliance, IT, finance, operations and front office on behalf of global financial institutions. Alison has served as a program manager, advisor and a key contributor in developing organizational models that are responsive to the fortified control and regulatory structure. She collaborates with clients around process improvement initatives, outsourcing advisory, customer profitability and data management programs.

Select Professional Engagements:

  • Advised global investment bank on the implementation of a SEC 17a5 Control environment. Documentation, testing and process implementation.
  • New operational effectiveness initiative to align skills with appropriate roles. Creating organizational efficiency and streamlining financial as well as management reporting.
  • Customer Relationship Management and optimization of sales effectiveness through the implementation of CRM systems. Leverage data to understand customer needs.
  • Dodd Frank program manager. Led IHC carve out under Volcker Rule. Managed global team of finance, operations, compliance and IT stakeholders.

Prior to Navigant, Alison held roles as a sell side trader at large global investment banks, led business development for one of the early stage insurance BPO organizations and led global consulting and solutions teams to deliver to the Global Investment Banking community.

M.B.A.,Columbia Business School
A.B., Smith College
Project on Negotiation, Harvard Law School
Membership and Activity Information
Columbia Business School Alumni Association Fundraising
Smith College Museum of Art Alumnae Member

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