Kathryn Rock

Kathryn Rock is a director within the consumer finance practice at Navigant. Kate is a certified public accountant with more than 13 years of experience advising banking and government organizations and auditing various asset management clients, including hedge funds and private equity companies.

Kate is a proven engagement leader who provides solutions to clients managing major financial, operational, regulatory, and strategy changes. She has successfully managed large, complex projects and has developed significant expertise through her experience in providing risk management, regulatory compliance, finance transformation, accounting, financial reporting, and project management consulting services.

Kate has recently managed large-scale regulatory change and compliance-driven projects for a large U.S. mortgage servicer and a government organization.

Kate's areas of expertise include:

• Risk Management and Regulatory Compliance: Specializes in assessing financial, operational, regulatory, and strategic risks and opining on management responses and control activities.


• Operational Strategy and Effectiveness: Leads, guides, and coordinates large transformation engagements, specializing in business analysis, business case development, change management, process design and optimization, system design and implementation, and management reporting to improve performance and reduce expenses.


• Accounting and Auditing: Develops accounting policies and expert disclosures and performs external audits for financial services clients.

Prior to Navigant, Kate was an accomplished audit professional at a Big Four professional services firm. Kate performed external audits for multiple financial services clients.