CDD Rule Update — Gap Analysis Key Considerations

Preparing for compliance with FINCEN's Customer Due Diligence Rule

As we get closer to the May 11, 2018, final applicability date for the CDD rule, it’s critical to think about your firm’s approach to ensuring that you are in full compliance with the rule. 

Tim O’Neal Lorah, managing director at Navigant, talks about the implications that need to be considered when creating a gap analysis, the first stop in our road map towards CDD Rule implementation.


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