The New Regulatory Focus on Unclaimed Property

Additional Challenges for the Investment Industry

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The unclaimed property compliance landscape is becoming more complex and increasingly burdensome for financial institutions. Most of this is due to the regulatory changes, including SEC Rule 17Ad-17, updated dormancy periods, expansion of abandonment triggers, third-party audits and advancements in technology and data analytics.

What does this mean?

In Navigant’s recent article The New Regulatory Focus on Unclaimed Property: Additional Challenges for the Investment Industry, our experts discuss the changing unclaimed property landscape and the new rules or changed regulations impacting it.

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