Navigant’s Tim O’Neal Lorah helps educate compliance, legal, and regulatory professionals
The FINRA Institute at Wharton Certified Regulatory and Compliance Professional™ program provides compliance, legal and regulatory professionals with an in-depth understanding of the foundation, theory and practical application of securities laws and regulation. The CRCP program is delivered through the Wharton School of the University of Pennsylvania and comprises two non-consecutive weeklong residential courses, in addition to extensive pre-course readings and casework. The CRCP certificate is awarded to those who complete the program within a two-year period. Past participants of the program include compliance and business professionals on a leadership track, practicing attorneys, and foreign, federal and state securities regulators. Participants in the program benefit from access to world-renowned professors and expert faculty drawn from the securities industry and regulators and build lasting professional relationships with fellow participants with diverse professional backgrounds.
Navigant’s Tim O’Neal Lorah teams up with Sarah Green, FINRA Senior Enforcement Officer, to educate compliance, legal, and regulatory professionals on
“BSA/AML Regulation, Compliance and Enforcement: What You Need To Know”