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Jay Perlman

Jay Perlman
Office:
Washington, DC
Phone:
+1.202.973.3220
Contact:
E-mail
vCard

Jay Perlman is a director with the Global Investigations & Compliance segment of the Disputes & Investigations practice.  He has 20 years of legal, regulatory compliance and investigative experience in the financial services and corporate sectors.

Prior to joining Navigant, Mr. Perlman was a director with Daylight Forensic & Advisory, an international consulting firm, which recently joined Navigant. At Daylight, Mr. Perlman worked on matters relating to securities, anti-money laundering and anti-bribery and corruption compliance, and conducted investigations and due diligence reviews, performed compliance program reviews and risk-assessments and developed and delivered training programs.

Articles by Jay Perlman

Summer Olympics Raise UK Bribery Act Concerns

Jay Perlman discusses corporate hospitality in the age of the Bribery Act in the June 2012 issue of Inside Counsel.

 Article / White Paper
Final Dodd-Frank Whistleblower Rules- How Companies Can Respond

The SEC approved the final rules to implement the Dodd-Frank whistleblower provisions. Read and learn how companies should respond and what measures to take to ensure compliance.

 Article / White Paper
Alert Revised UK Bribery Act Guidance issued by the Serious Fraud Office

On October 9, 2012, the UK Serious Fraud Office (“SFO”) issued revised guid-ance pertaining to facilitation payments, business expenditures (including hospitality payments) and corporate self-reporting under the UK Bribery Act (“UKBA”.

 White Paper
Managing the Risks of Master/Sub-Account Relationships

In this white paper, Ellen Zimiles, Alma Angotti and Jay Perlman outline several steps that broker-dealers in securities that have master/sub-account trading structures can take to ensure compliance with all applicable laws and regulations and address the risk presented by their customers.

 Article / White Paper
British Bribery Act To Meet First Test At London Olympics

Jay Perlman discusses the importance of a comprehensive compliance program in a recent Forbes article about corporate hospitality.

 Article / White Paper
DOJ Offers Insight on Interpretation of "Foreign Official"

On September 18, 2012, the Department of Justice ("DOJ") issued Opinion Release 12-01, which addresses the question of who is a "foreign official" under the Foreign Corrupt Practices Act ("FCPA"). While the DOJ plans to publish long-awaited guidance on this and other FCPA matters in the near future, Opinion Release 12-01 is important to note and could be a harbinger of things to come in DOJ guidance releases.

 White Paper
Using Technology to Develop a Risk-Based Approach to FCPA Compliance

Joe Spinelli and Jay Perlman of Navigant address a risk based approach to FCPA compliance by leveraging technology.

 Article / White Paper
Business Partner Bribery and Corruption Risk

In this video, Navigant Director Jay Perlman discusses business partner bribery and corruption risk and explains what companies need to consider in order to ensure that they have in place an effective and comprehensive third party, anti-bribery and corruption program.

 Video

Education

  • BS, Finance, Fordham University
  • JD, Albany Law School

Industry Specialization

  • Financial Services
  • Legal

Functional Expertise

  • Foreign Corrupt Practices Act
  • Anti-Money Laundering
  • Securities
  • Compliance Assessment / Implementation / Testing

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