Alma Angotti is a Director in the Global Investigations & Compliance practice in the Washington DC office. With nearly 25 years of regulatory practice, she has the distinctive experience of holding senior enforcement positions at the SEC, Treasury’s Financial Crimes Enforcement Network (FinCEN) and FINRA (Financial Industry Regulatory Authority).
A widely recognized anti-money laundering (AML) expert, she has trained and advised the financial services industry as well as other regulators and government officials around the world on AML and counter terrorist finance matters. As a regulator, she had responsibility for a wide range of compliance and enforcement issues affecting broker-dealers, issuers, and financial institutions. She has an extensive background as an enforcement attorney and in private practice conducting investigations and litigating a variety of civil and criminal enforcement matters.