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Wave of Regulation

With the forthcoming compliance requirements of the US’s Foreign Account Tax Compliance Act (FATCA), foreign financial institutions (FFIs) will have to obtain and report information on accounts used by US taxpayers to the Internal Revenue Service (IRS). In this article published in the Securities & Investment Review, membership magazine of the Chartered Institute for Securities & Investment, Hugo Cox examines FATCA’s compliance costs and consequences for UK and European financial institutions and wealth managers. Navigant Director Jeff Locke is quoted and provides insight as to what FATCA implementation will require and its implications for foreign financial institutions.

Perspectives

FATCA Compliance Preparing for the Challenges Ahead

This presentation addresses ongoing criminal tax matters, FATCA’s effective date and affect on foreign and U.S. financial institutions. In addition, you will learn the top 10 things you need to know about FATCA now.

 Conference Presentations
Foreign Corrupt Practices Act Due Diligence In Mergers & Acquisitions Deals

M&A activity can carry hidden FCPA liability risks. Joe Spinelli of Navigant and Steven Feldman of Herrick Feinstein discuss appropriate FCPA due diligence procedures when embarking on a merger or acquisition.

 Article / White Paper
FATCA: Take 2 Are You Ready to Certify FATCA Compliance?

In the second of our FATCA series, Ellen Zimiles, Richard Kando and Jeffrey Locke discuss the implicatins of Notice 2011-34 and what companies can do now to prepare for FATCA compliance.

 Article / White Paper

Experts

Jeffrey B. Locke

Mr. Locke is a Director in the Global Compliance & Investigations segment. With over 10 years investigative experience, he specializes in financial and fraud investigations, asset misappropriations and is FATCA Task Force co-leader.

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