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The Foreign Fund's FATCA Dilemma: Meeting Your Responsibility by Coordinating with Third Party Service Providers

By Richard Kando , Jeffrey Locke , Ellen Zimiles

For most offshore mutual funds, hedge funds, private equity funds and other types of funds, the implementation of FATCA will be particularly difficult, as most funds utilize different parties to collect accountholder data, make decisions on investments, hold assets and make payments. In this white paper, the fourth of our FATCA series, Ellen Zimiles, Richard Kando and Jeffrey Locke discuss foreign funds' specific and unique concerns when implementing FATCA, including operating model implications, impact assessments, and coordination with third party service providers.

Experts

Richard Kando

A Director in the Global Investigations & Compliance segment and FATCA task force co-leader, he assists clients with litigation, anti-money laundering and regulatory compliance related matters.

Jeffrey B. Locke

Mr. Locke is a Director in the Global Compliance & Investigations segment. With over 10 years investigative experience, he specializes in financial and fraud investigations, asset misappropriations and is FATCA Task Force co-leader.

Ellen Zimiles

Managing Director, Head of Global Investigations & Compliance segment, she is a leading authority on anti-money laundering, regulatory and corporate compliance, fraud control, and public corruption matters.