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  • Using Technology to Develop a Risk-Based Approach to FCPA Compliance

Using Technology to Develop a Risk-Based Approach to FCPA Compliance

By Jay Perlman , Joseph Spinelli

The last several years have seen an explosion of enforcement activity surrounding the Foreign Corrupt Practices Act (FCPA) as regulators work to combat corruption. Statements by the U.S. Department of Justice (DOJ) and the U.S. Securities and Exchange Commission (SEC)—the agencies responsible for enforcement of the statute–indicate that this trend is expected to continue. Of particular concern to the DOJ and the SEC is whether companies are properly “vetting” their third-party business partners to ensure that those individuals and entities are not violating the FCPA in their activities on the company’s behalf and thereby subjecting their business partners to liability. Joe Spinelli and Jay Perlman of Navigant address a risk based approach to FCPA compliance by leveraging technology.



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Perspectives

Foreign Corrupt Practices Act and Definition of “Foreign Official”

Joe Spinelli discusses some of the issues surrounding the definition of foreign official and instrumentality and what companies should be doing to strengthen their global compliance programs.

 Audio

Experts

Jay Perlman

Jay is a director with the Global Investigations & Compliance segment, and has 20 years of legal, regulatory compliance and investigative experience in the financial services and corporate sectors.

Joseph A. Spinelli

Mr. Spinelli is a Managing Director in the Global Investigations and Compliance segment, he has 30+ years of forensic experience and serves as global leader of Navigant’s Anti-Bribery & Corruption - FCPA practice.

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