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  • Final Dodd-Frank Whistleblower Rules- How Companies Can Respond

Final Dodd-Frank Whistleblower Rules- How Companies Can Respond

By Ellen Zimiles , Jay Perlman

In this Navigant Anti-Corruption Alert, authors Ellen Zimiles, Carmina Hughes, Jay Perlman and Stacey-Ann Williams summarize clarifications, eligibility and procedures outlined in the final Dodd-Frank whistleblower ruling approved by the U.S. Securities and Exchange Commission (SEC) on May 25, 2011. In addition, this article addresses how companies should plan, re-evaluate and implement compliance procedures based on the latest whistleblower provisions. 

Experts

Ellen Zimiles

Managing Director, Head of Global Investigations & Compliance segment, she is a leading authority on anti-money laundering, regulatory and corporate compliance, fraud control, and public corruption matters.

Jay Perlman

Jay is a director with the Global Investigations & Compliance segment, and has 20 years of legal, regulatory compliance and investigative experience in the financial services and corporate sectors.

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