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To Float or Not to Float

The November 2014 Advantage: Investment Management white paper explores how investment firms can cope with new SEC rules on Money Market Funds.

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Navigant

Reputational Risk Management

This article provides five reputational risk mitigation activities that the mortgage industry can leverage to develop customer trust and create long-term value.

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Navigant

Supplementing the Death Master File for Life Claims Data

The creation of an enhanced death record database will help insurance companies fill the gaps in their unclaimed property matching process.

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Navigant

Advantage: Risk & Regulation - Fall Issue 2014

The 2014 Fall Issue of Advantage: Risk & Regulation highlights current regulatory trends, evolving risks, and compliance issues, while providing insight into how these factors can impact your organization.

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Navigant

Financial Services

2014 ABA / ABA Money Laundering Enforcement Conference

The financial industry continues to undergo epic changes, including heightened regulatory scrutiny. At the same time, disruptive technologies like digital currency and mobile banking are bringing additional complexity to operational risk. Navigant is positioned at the crossroads of these changes to help with AML, BSA, OFAC and FATCA challenges.

 Article
The Further Convergence of FATCA and AML Compliance

FINCEN issues proposed rules to enhance customer due diligence requirements for beneficial owners’ accounts which will aid FATCA compliance.

 Article
Supplementing the Death Master File for Life Claims Data

The creation of an enhanced death record database will help insurance companies fill the gaps in their unclaimed property matching process.

 Article
Effectively Managing “Know Before You Owe” TILA-RESPA Disclosures

This paper provides high-level overview of impact of the TILA-RESPA changes in four key process areas within loan originations and outlines potential challenges to implementation that lenders should consider.

 White Paper
To Float or Not to Float: How investment firms can cope with new SEC rules on Money Market Funds

Navigant examines the new SEC rules pertaining to money market funds (MMFs), and how investment firms need to understand their go-forward options and the impact each has on their costs, complexity, and risk profile.

 White Paper
Advantage: Risk & Regulation - Fall Issue 2014

The 2014 Fall Issue of Advantage: Risk & Regulation highlights current regulatory trends, evolving risks, and compliance issues, while providing insight into how these factors can impact your organization.

 Newsletter
Guarding Your Reputation

There are many ways a financial institution can see its brand tarnish. This article provides some important tips on how to prevent that from happening.

 Article
Financial Services Enforcement Actions Tracker Q2 2014

In the Q2 2014 Enforcement Actions Tracker report, Navigant’s Research Group collected actions taken by the OCC, FDIC, the FED, CFPB, and other regulators during the past four quarters surrounding issues such as deceptive collection practices, money-laundering, allowances for loan & lease losses ("ALLL"), insufficient management oversight, inadequate internal controls, and unsound / deceptive banking practices.

 Research

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FS Publications

Advantage: Risk & Regulation - Fall Issue 2014

The 2014 Fall Issue of Advantage: Risk & Regulation highlights current regulatory trends, evolving risks, and compliance issues, while providing insight into how these factors can impact your organization.

Advantage: Credit Risk Management - Spring 2014

Advantage is the quarterly newsletter developed by the professionals in Navigant's Financial Services practice highlighting the hottest topics impacting our industry today.

Experts

John Rao

John Rao is a Managing Director and leads the US Financial Services practice. John advises clients on strategy, technology, operations improvement and regulatory compliance.

Financial Services News

FATCA FIND ENHANCED THROUGH COLLABORATION BETWEEN NAVIGANT AND APPWAY

Navigant and Appway announce FATCA FIND®, Navigant’s proprietary software solution designed to efficiently address the onerous requirements for pre-existing account review dictated by the Foreign Account Tax Compliance Act (FATCA), has been enhanced by combining Appway’s award-winning technology with Navigant’s industry-leading financial services expertise.

Commercial Property Crisis Looming in UK and Europe, Warns Navigant

Research by Navigant indicates a looming commercial property funding crisis in the U.K. and Europe

European Commercial Refinancing Debt Could Spark New Crisis

The European commercial property industry could see a crisis in the next two years, as up to £600 billion - $967 billion - of the loans made to commercial property borrowers will require refinancing within that period.

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