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Tax Evasion Risk

Read our latest perspective to learn how past enforcement, actions and recent releases by FINCEN, FATF, and the OECD place even higher demands on financial institutions to combat tax evasion.

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Navigant

Evolution of Collateral Management

As collateral management becomes increasingly complex, we examine various approaches available to investment managers.

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Navigant

To Float or Not to Float

The November 2014 Advantage: Investment Management white paper explores how investment firms can cope with new SEC rules on Money Market Funds.

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Navigant

Reputational Risk Management

This article provides five reputational risk mitigation activities that the mortgage industry can leverage to develop customer trust and create long-term value.

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Financial Services

Evaluating the Financial Institution’s Tax Evasion Risk

Evaluating the Financial Institution’s Tax Evasion Risk discusses how past enforcement, actions and recent releases by FINCEN, FATF, and the OECD place even higher demands on financial institutions to combat tax evasion.

 White Paper
Financial Services Enforcement Actions Tracker Q3 2014

Navigant’s Research Services Group collected actions taken by the FED, OCC, FDIC, CFPB, and other regulators during the past four quarters surrounding issues such as deceptive collection practices, money-laundering, allowances for loan & lease losses (“ALLL”), insufficient management oversight, inadequate internal controls, and unsound / deceptive banking practices.

 Research
To Float or Not to Float: How investment firms can cope with new SEC rules on Money Market Funds

Navigant examines the new SEC rules pertaining to money market funds (MMFs), and how investment firms need to understand their go-forward options and the impact each has on their costs, complexity, and risk profile.

 White Paper
Advantage: Risk & Regulation - Fall Issue 2014

The 2014 Fall Issue of Advantage: Risk & Regulation highlights current regulatory trends, evolving risks, and compliance issues, while providing insight into how these factors can impact your organization.

 Newsletter
Evolution of Collateral Management

As collateral management becomes increasingly complex, Navigant’s Thomas Grande discusses various collateral management approaches available to investment managers.

 Article
2014 ABA / ABA Money Laundering Enforcement Conference

The financial industry continues to undergo epic changes, including heightened regulatory scrutiny. At the same time, disruptive technologies like digital currency and mobile banking are bringing additional complexity to operational risk. Navigant is positioned at the crossroads of these changes to help with AML, BSA, OFAC and FATCA challenges.

 Article
The Further Convergence of FATCA and AML Compliance

FINCEN issues proposed rules to enhance customer due diligence requirements for beneficial owners’ accounts which will aid FATCA compliance.

 Article
Supplementing the Death Master File for Life Claims Data

The creation of an enhanced death record database will help insurance companies fill the gaps in their unclaimed property matching process.

 Article

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FS Publications

Advantage: Risk & Regulation - Fall Issue 2014

The 2014 Fall Issue of Advantage: Risk & Regulation highlights current regulatory trends, evolving risks, and compliance issues, while providing insight into how these factors can impact your organization.

Advantage: Credit Risk Management - Spring 2014

Advantage is the quarterly newsletter developed by the professionals in Navigant's Financial Services practice highlighting the hottest topics impacting our industry today.

Experts

John Rao

John Rao is a Managing Director and leads the US Financial Services practice. John advises clients on strategy, technology, operations improvement and regulatory compliance.

Financial Services News

FATCA FIND ENHANCED THROUGH COLLABORATION BETWEEN NAVIGANT AND APPWAY

Navigant and Appway announce FATCA FIND®, Navigant’s proprietary software solution designed to efficiently address the onerous requirements for pre-existing account review dictated by the Foreign Account Tax Compliance Act (FATCA), has been enhanced by combining Appway’s award-winning technology with Navigant’s industry-leading financial services expertise.

Commercial Property Crisis Looming in UK and Europe, Warns Navigant

Research by Navigant indicates a looming commercial property funding crisis in the U.K. and Europe

European Commercial Refinancing Debt Could Spark New Crisis

The European commercial property industry could see a crisis in the next two years, as up to £600 billion - $967 billion - of the loans made to commercial property borrowers will require refinancing within that period.

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