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During the recently completed second quarter of 2016, the Department of Justice (“DOJ”) resolved three matters, the same number as during the first quarter, and the Securities and Exchange Commission (“SEC”) resolved four matters, down from eight in the first quarter.
The Spring/Summer 2016 issue of Advantage: Risk & Regulation examines perspectives on recent global regulations that impact financial institutions and other organizations and provides approaches to maximize the effectiveness of their compliance programs.
Financial Services News
Navigant announces the addition of seven new directors to support the Firm’s expanding Financial Services Advisory and Compliance segment. These new senior professionals strengthen Navigant’s capabilities in anti-money laundering (AML), anti-bribery and corruption, white collar crime, and other financial regulatory and compliance practice areas.
Ellen Zimiles, leader of Navigant's Financial Services Advisory and Compliance segment and head of the Global Investigations and Compliance practice, is recognized by Consulting magazine among the “Top 25 Consultants.”
Navigant announces the promotion of 11 of the Firm’s professionals to Managing Director.