Regulatory Strategy, Risk and Compliance
The fallout from the global financial crisis has kept the spotlight focused firmly on regulation and the need to effectively manage compliance risk.
No area of the financial system has been left untouched as regulators seek to implement new rules and firms respond under pressure to the changes sweeping the industry.
Navigant’s global Regulatory Strategy, Risk and Compliance team helps financial services clients operate within new and existing regulations in ways that protect, enhance and create value and drive sustainable growth.
As a trusted business advisor, we work in partnership with our clients to deliver tailored, practical solutions aimed at mitigating current and potential risks to their organizations.
Seven Key Steps to Help Private Funds Prepare for a Regulatory Exam
With Navigant’s help…
…a multinational asset manager conducted due diligence reviews for more than 100 servicers.
…a UK bank developed and used a risk-based holistic view to identify and assess the highest areas of risk across the business.
…a global insurance company improved processes and controls to proactively monitor its outsourced programs.